SEC Archives - Page 51 of 52

1 minute read

Here’s When Alibaba’s Primary Listing In Hong Kong Is Expected To Happen

August 9, 3:01 AM

The Hong Kong Stock Exchange has put out a filing by Alibaba Group Holding Ltd (NYSE: BABA) that seeks to change its secondary listing status on the Main Board of the Hong Kong Stock Exchange to a primary listing.

BABA

2 minute read

Surgalign Reaches Settlement With SEC On Matters Related To Prior Management Between 2015-2019; Co. To Pay Civil Penalty Of $2M

By Bill Haddad

August 3, 6:02 PM

urgalign Holdings, Inc., (NASDAQ:SRGA) reached a settlement with the U.S. Securities and Exchange Commission (“SEC”) on August 3, 2022, concluding and resolving in its entirety the previously disclosed SEC

SRGA

1 minute read

Binance.US Delists Amp Token That SEC Deemed a Security

By Samiran Mondal

August 2, 2:06 PM

Binance.US (CRYPTO: BNB) will delist the AMP (CRYPTO: AMP) token “out of an abundance of caution” after the U.S.

$BNB

1 minute read

SEC Charges 11 People In $300M Crypto Ponzi Scheme

By Vandana Singh

August 2, 7:53 AM

The Securities and Exchange Commission has charged 11 people for their roles in creating and promoting an allegedly fraudulent crypto-focused…

ETH

2 minute read

Elon Musk’s Brother Kimbal Exercises Option To Buy 25K Tesla Shares

By Shanthi Rexaline

July 28, 4:54 AM

Editor's note: This article has been updated to reflect the correct number of Tesla shares beneficially owned by Kimbal Musk and the value of that holding. We apologize for the error.

TSLA

2 minute read

‘The Big Short’ Star Michael Burry Says SEC Doesn’t Have ‘The Resources Or IQ Point’s To ‘Correctly’ Investigate Coinbase

By Samyuktha Sriram

July 27, 3:35 AM

‘The Big Short’ investor Michael Burry isn’t convinced that the U.S. Securities and Exchange Commission (SEC) can carry out a proper investigation into crypto exchange Coinbase Global Inc (NASDAQ: COIN).

BTC

2 minute read

Coinbase Under SEC Probe Over Crypto Token Listings: Report

By Samyuktha Sriram

July 25, 11:09 PM

The U.S. Securities and Exchange Commission (SEC) is reportedly investigating Coinbase Global Inc (NASDAQ: COIN) for listing unregistered securities on its cryptocurrency trading platform.

BTC

2 minute read

Mark Cuban Warns Crypto Faces Nightmare From SEC’s Next Move: ‘Wait Till You See What They Come Up With’

By Samyuktha Sriram

July 25, 12:05 AM

Shark Tank investor Mark Cuban has warned that the Security and Exchange Commission's (SEC) next steps to regulate cryptocurrency would be a nightmare for the industry.

$DOGE

2 minute read

An ETF To Protect Your Portfolio? Goldman Sachs Has a Product For You

By Wayne Duggan

July 18, 2:50 PM

Goldman Sachs Group Inc (NYSE: GS) is launching a brand new fund aimed at investors looking to play defense in a volatile stock market.

3 minute read

EXCLUSIVE: Kevin O’Leary Says ‘Idiots’ Are Holding Crypto Back, But Regulation Can Bolster Bitcoin Value

By Murtuza Merchant

July 14, 10:50 AM

Bitcoin (CRYPTO: BTC), the world’s largest — and first — decentralized cryptocurrency, will quadruple in value if the sector gets regulated, according to Shark Tank's Kevin O'Leary in an exclusive interview with Benzinga.

AMZN