SEC Archives - Page 48 of 52

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SEC Fines Tether’s Former Auditor $1M For Sloppy Accounting

October 2, 3:21 PM

The U.S. Securities and Exchange Commission (SEC) announced a $1 million fine against Tether’s (CRYPTO: USDT) former auditing firm Friedman LLP over violations of the federal securities laws.

$USDT

1 minute read

Alpine Immune Sciences 13G Filing From Great Point Partners, LLC Shows 7.85% Stake

By Benzinga Newsdesk

September 30, 9:41 AM

- 13G Filing

ALPN

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SEC

SEC Says Barclays Agrees To $361M Settlement To Resolve Charges Relating To Over-Issuances Of Securities, Charged Barclays In Connection With Unregistered Offer, Sale Of Unprecedented Amount Of Securities Due To Failure To Implement Any Internal Contro…

By Michael Horton

September 29, 4:12 PM

-Reuters

BCS

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SEC

FiscalNote Files Amendment To Its Previously Filed Form S-1 Registration Statement

By Benzinga Newsdesk

September 29, 8:31 AM

FiscalNote (NYSE:NOTE), a leading AI-driven enterprise SaaS company that delivers market intelligence and data insights, today announced it has filed an amendment to the resale registration statement on Form S-1

NOTE

2 minute read

Elon Musk’s Tesla Adds Airbnb Co-founder Joe Gebbia To Its Board: Here’s The Fine Print

By Bhavik Nair

September 28, 9:15 PM

Tesla Inc. (NASDAQ: TSLA) has added Airbnb Inc (NASDAQ: ABNB) co-founder Joe Gebbia to its Board of Directors with effect from September 25, the company said in a statement.

ABNB

2 minute read

Cantaloupe To Delay Form 10-K Filing For Fiscal Year 2022

By Benzinga Newsdesk

September 28, 4:07 PM

Cantaloupe, Inc. (NASDAQ:CTLP) ("Cantaloupe" or the "Company"), a digital payments and software services company that provides end-to-end technology solutions for the unattended retail market,

CTLP

3 minute read

Trump’s Deadbeat SPAC Switches Address To A P.O. Box – From A WeWork Office Space In Miami

By Chris Katje

September 26, 5:17 PM

A SPAC set to take Donald Trump’s media company public has been linked to troubles with finances and difficulties finalizing its merger. A filing reveals the company changed its mailing address and it could provide a hint of financial troubles.

DWAC

5 minute read

Interview: Laguna Labs CEO Responds To SEC Chair’s Comments On Regulating Ethereum

By Justin Roberti

September 23, 11:18 AM

At the end of last week, the White House followed up on its March executive order with the "First-Ever Comprehensive Framework for Responsible Development of Digital Assets."

ETH