SEC Archives - Page 2 of 52

2 minute read

Mark Cuban Says SEC Didn’t Learn A Thing After Mt. Gox, Applauds Japan’s Response: ‘They Are Still So Stupid’

May 14, 12:18 AM

Mark Cuban, the billionaire investor and television personality, criticized the U.S. Securities and Exchange Commission for its inaction following the Mt. Gox debacle. Cuban also lauded Japan’s regulatory response to the incident.

BTC

2 minute read

Gary Gensler-Led SEC A Source Of Frustration For Robinhood, CEO Vlad Tenev Says They’ve Held 16 Meetings Over Wells Notice

By Kaustubh Bagalkote

May 9, 3:16 AM

Tenev, in a recent interview with CNBC's Last Call, revealed that despite Robinhood's efforts to engage with the SEC, the regulatory body's response has been disappointing.

HOOD

2 minute read

SEC Nudges Robinhood Over Crypto Operations

By Anusuya Lahiri

May 6, 11:33 AM

The SEC is preparing enforcement action against Robinhood Markets Inc. for potential securities law violations. Robinhood reports disappointment with Wells Notice.

ARKF

2 minute read

Reported Earlier, Ohmyhome Faces Nasdaq Deficiency Notice Over Share Price Drop, Granted 180 Days to Regain Compliance

By Benzinga Newsdesk

May 6, 7:40 AM

On April 30, 2024, Ohmyhome Limited (the “Company”) received a deficiency letter from the Listing Qualifications Department (the “Staff”) of The Nasdaq Capital Market (“Nasdaq”)

OMH

2 minute read

Clever Leaves Cannabis Company Exits NASDAQ Amid Financial Strains, Stock Plunges -60%, Investors Impacted

By Rolando García

April 30, 12:09 PM

Once a Cannabis Pioneer,Â Clever Leaves Holdings Inc. (NASDAQ:CLVR) has announced its plan to voluntarily delist from NASDAQ and…

CLVR

2 minute read

Supreme Court Rejects Elon Musk’s Bid To Overturn SEC Decision: Report

By Shivani Kumaresan

April 29, 11:58 AM

The U.S. Supreme Court upheld the SEC's $20 million settlement with Tesla's Elon Musk over misleading tweets, rejecting his appeal citing First Amendment constraints. The decision reinforces SEC's pre-approval mandate on Musk's social media posts, cementing terms of the 2018 agreement and signaling a blow to his efforts to overturn restrictions.

TSLA

2 minute read

SEC Learns From Mistakes: Months After Bitcoin ETF Hoax On X, Agency Bans Whatsapp, Signal And Other Texting Apps On Work Phones

By Benzinga Neuro

April 17, 6:12 AM

In a move to bolster record-keeping and address security vulnerabilities, the U.S. Securities and Exchange Commission (SEC) has banned the use of third-party messaging apps and texting on its employees’ work phones. This decision aligns the SEC’s internal practices with the standards it imposes on the financial industry.

BTC

1 minute read

DFIN Completes Its First Test Filing Ahead of Tailored Shareholder Reports Deadline

By Benzinga Newsdesk

April 9, 7:33 AM

Donnelley Financial Solutions (NYSE:DFIN), a leading provider of risk and compliance solutions, today announced it has met a critical milestone in advance of the July 24 compliance deadline for the

DFIN

2 minute read

Ethereum Outpaces Bitcoin With 8% Surge Fueled By US ETF Approval Rumors

By Benzinga Neuro

April 9, 2:39 AM

Ethereum (CRYPTO: ETH), the world’s second-largest digital asset, has experienced an 8% surge in the last 24 hours, outperforming Bitcoin (CRYPTO: BTC).

BTC